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PART ONE  |  PART TWO  |  PART THREE  |

PART ONE:

(a) Why are the Peace of Westphalia (1648), the Congress of Vienna (1815), and the Treaty of Versailles (1919) major turning points in the history of international law?

The individual components  that were introduced to the system of international law by the three aforementioned events have provided the essential tools for implementating the treatise and laws of today's International Law system. These tools consists of the creation and distinction of sovereign states; the establishment of channels through which alliances or treatise may be derived between these sovereign states; and finally the creation of a formal international body whose duty it is to govern over the enforcement of any international treatise or laws that are formalized by the international community.
      Modern Europe emerged from the convulsions of the 30 Years war in 1648 with the signing of the "Peace of Westphalia." The principles of international order that emerged in Europe after the conclusion of this peace treaty have become the foundation of the modern international system. Through the Peace of Westphalia we have seen the creation of the modern sovereign state. The modern international system is based upon the principles of state sovereignty and international law. The key actor in this international system is the sovereign state. The role of this entity within the international system is to provide a jurisdiction under which the ratified international treatise may be implemented.
         The Peace treaty established some principles of international law which later would form the basis for the future development of this field. National sovereignty became a recognized part of international law, because in the treaty, the state, not supranational institutions, like the ones the Emperor or the Pope led, were declared to be the highest authority on national and international law.  This declaration allowed for the individual states to enact and engage in international relations in regards to their own concerns as opposed to the prior system in which there was a single governing head for a vast stretch of nations.    Another characteristic of today's international law system that finds it's origins in this treaty is the notion that states have an equal worth, so that the smallest state is regarded as equal to the largest. The effects of this characteristic can be viewed today in the workings of the United Nations, which will be addressed in a later section.  Furthermore, it was stressed, for the first time in an official state-to-state treaty, that cooperation among independent states, not supranational force, should be the foundation for international law.
      From the Peace of Westphalia, the next step that would be taken in the creation of a more structured international system would occur in 1815 at the Congress of Vienna. Following the defeat of Napoleon at Waterloo, the Congress of Vienna set forth to redefined the conquered nations of Europe, which were under Napoleonic rule, into sovereign states. The provisions of international law that had been introduced by the Peace of Westphalia, though ignored during the Napoleonic period, were reinstated by the Congress of Vienna. The Congress of Vienna reestablished and added much in regard to the international system of law, particularly in respect to international rivers and the classification and treatment of diplomatic agents within the international system.  The creation of the diplomatic agent, within this treaty, paved the way for the manner in which international matters are handled today by the various nations that make up the international community.  The representative characteristic introduced by the Congress of Vienna can be witnessed today in the day-to-day business of many international organizations, in which representatives of the many nations that comprise the organization provide the voice for their respective countries in international matters. 

        Now that the players and the rules had been established, the only thing missing for the completion of the international system was a platform or board on which this system could come to life.  This platform was provided by Woodrow Wilson in his 14 Points Address in 1918 in which he pushed for the creation of the League of Nations (which would later be renamed the United Nations).  This League of Nations was meant to be formed by all nations and would be a forum for all nations to settle their disputes so that a war of the magnitude of WWI would not happen again. Due to the lack support from Senate the League of Nations was not ratified by the United States Senate due to the country's isolationist views at the time. Many believe that the lack of United States support caused the League of Nations to fail and eventually led to World War II. A new spin was put on the League of Nations after World War II. Franklin Delano Roosevelt came up with a United Nations which came into existence in 1945. The United Nations is so far one of the most successful international organizations. It helps countries deal with international problems, finds solutions, and gives all countries a voice in the international community. The creation of the United Nations provided the mechanism through which international law is enacted and enforced today. 

PART TWO:

(b) Now, focusing much more narrowly on the period since 1970, explain why has treaty making become the dominant form of law-making in the international community? What roles in this process are played by the United Nations and related organizations?

        The domination of treatise in international law since the 1970's can be attributed to the strong environmental movement that began at this time and which led to such international conferences as the Stockholm conference in 1972.  The development of international environmental law is indebted to the two world conferences, held in Stockholm in 1972 and in Rio de Janeiro in 1992. The conferences opened up a platform for questioning and dealing with international environmental concerns. The Stockholm treaty primarily established the fact that man is responsible for environmental problems.  This reality created a wave of concerns as to the well being of the earth as a whole as opposed to each individual nation.  The conference urged for policies that would begin to protect environmental concerns. The need for sustainable development became apparent with the conference and led the UN and many other international organizations to urge nations to develop in a clean manner. The Rio Conference was more of a continuation of the Stockholm Conference, but affirmed global cooperation in the fight against environmental problems. Since nations are naturally not equal it was imperative that developed nations lend a helping hand to their developing neighbors so that all parties could reach their environmentally safe goals. From these two conferences has come the basic features of many environmental policies. Even Climate Change considers sustainable development and global cooperation and compliance in its negotiations.


PART THREE:

(c) Identify the major reasons why states (meaning sovereign states) comply with the many international environmental agreements that have been negotiated since 1970. Why is pressure exerted by non-state actors important in understanding compliance?

The system of international law that exists today is one in which provides the mechanisms through which international laws are derived, but that lacks any tangible mechanism through which these laws are to be enforced.  There are many arguments as to why sovereign states comply with these international agreements even though there seems to be no actual system for their enforcement.  The most prominent arguments for the compliance of sovereign states within the international system of law state that: (1) states comply out of a sense of moral force, (2) another would be that the compliance of states stems from the phenomenon known as "free-riding".

The first point of view argues that states comply out of an attempt to maintain a sense of legitimacy among its international peers.  This belief holds that international laws are in fact not law at all (in the same sense as, for example, United States criminal law)  because they are unenforceable. Due to this lack of enforceability, sovereign states are inclined to comply out of moral force and an establishment of maxims that create a fear of violating international norms, which in turn leads states into compliance.  The fear of punishment that is experienced by these states is minute compared to the fear of losing their legitimacy within the international community and or their domestic support.  Out of the three aforementioned theories for the compliance of states, this seems to be the most legitimate in that it finds its basis in the reality of politics.

            The second theory states that sovereign states that do not need to make major behavioral changes are also more likely to comply.  For example, if a sovereign state already meets pollution standards, they face no behavioral change, so if there were an international law that addressed this issue this state would be more willing to comply since it will experience limited, if any, changes. States also are known to comply if the terms of the treaty are vague.  The lack of formal court interpretation of the treaty, the state is allowed to interpret the treaty as they choose  as long as their behavior is in compliance with the general guidelines of the treaty.  Other times states comply because the changes addressed in the treaty coincidentally go along with changes that the state would have made in the future, a concept called free-riding. Also, the state may have wanted to make the change, but could not because of popular opinion. 

            One other theory for the compliance of states addresses the pressures felt by the  state due to the non-state actors.Non-state actors such as corporations, environmental groups and scientists also influence international politics by defining state interests.  These entities provide a lot of the research that eventually leads to the entrance of the state into specific international treatise.  These groups monitor the activities of the states, increase public concern, call attention to non-compliance and pressure the governments to take action against non-compliance. These groups also have their own interests and put pressure on states to comply or to not comply in accordance with their own agendas.  

Last Revised
May 22, 2007

Copyright © Eduardo Aguilar 2003. All federal and state copyrights reserved for all original material presented in this course through any medium, including lecture or print.